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Elisse B. Walter
Results: 75

#	Item
31	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-11-08 12:58:24 Financial regulation Securities Exchange Act Self-regulatory organization Financial system U.S. Securities and Exchange Commission New York Stock Exchange NYSE Euronext Elisse B. Walter United States securities law Financial Industry Regulatory Authority Economy of the United States
32	Elisse B. Walter Opening Remarks SEC Interactive Data Roundtable June 12, 2006 Thank you so much for inviting NASD to participate in this roundtable. The Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-06-09 15:53:55 Financial services Collective investment schemes Securities Institutional investors Prospectus Mutual fund Expense ratio Hedge fund Mutual fund fees and expenses Financial economics Investment Finance
33	MEMORANDUM September 9, 2010 To: File on Systemic Risk Reporting: Title IV Provisions of the Dodd-Frank Wall Street Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-09-15 15:17:44 U.S. Securities and Exchange Commission Financial regulation Dodd–Frank Wall Street Reform and Consumer Protection Act Elisse B. Walter Financial adviser Economics Financial economics Investment Corporate crime
34	Microsoft Word[removed]FINRA Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-01-06 15:49:08 Finance Financial Industry Regulatory Authority Financial economics Financial adviser Business Money Registered Investment Advisor United States securities law Self-regulatory organizations Elisse B. Walter
35	Microsoft Word[removed]Wells Fargo Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-01-06 15:39:58 Wells Fargo Dodd Consumer Protection Act Financial adviser Business Economics Financial economics Wells Fargo Advisors Elisse B. Walter
36	2009 Annual SEC Government-Business Forum Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-05-02 16:38:26 Economy of the United States Stock market Finance Financial Industry Regulatory Authority Elisse B. Walter Public Company Accounting Oversight Board Security Center for Audit Quality Business Corporate crime U.S. Securities and Exchange Commission
37	October 6, 2010 The Honorable Elisse B. Walter Commissioner U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-10-08 15:51:56 Business Government debt Local government in the United States Municipal bond Financial economics Municipal Securities Rulemaking Board U.S. Securities and Exchange Commission Security Credit rating agency SEC filings Stock market Economics
38	1133 20th Street, N.W., Suite 300 Washington, D.C[removed]March 8, 2012 p Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-03-21 09:43:34 Elisse B. Walter Mary Schapiro Troy A. Paredes Government Public administration Politics of the United States New Deal agencies Corporate crime U.S. Securities and Exchange Commission
39	?37 DUI ERSITY of WISCONSIN Add to Reading List Source URL: www.sec.gov Language: English* - Date: 2012-07-18 13:06:05 Presidency of Barack Obama Systemic risk United States federal banking legislation U.S. Securities and Exchange Commission Mary Schapiro Financial regulation Elisse B. Walter Government Public administration 111th United States Congress Dodd–Frank Wall Street Reform and Consumer Protection Act Late-2000s financial crisis
40	National Association of Heatth and Educational Facilities Finance Authorities The Honorable Elisse B. Walter Commissioner United States Securities and Exchange Commission Room 10200 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-03-24 13:42:13 Elisse B. Walter U.S. Securities and Exchange Commission Government

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